SFC Licences of THOMAS Rebecca Judith
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 7 | 13 October 2011 | 28 July 2016 |
| UBS Securities Asia Limited | RE | 1 | 19 December 2008 | 28 July 2016 |
| UBS Securities Hong Kong Limited | RE | 1 | 19 December 2008 | 28 July 2016 |
| UBS Securities Asia Limited | RE | 9 | 01 April 2003 | 13 May 2004 |
| UBS Securities Asia Limited | RE | 1 | 01 April 2003 | 13 May 2004 |
| UBS Securities Asia Limited | RE | 4 | 01 April 2003 | 13 May 2004 |
| UBS Securities Asia Limited | RE | 6 | 01 April 2003 | 13 May 2004 |