SFC Licences of LAU Kam Ho 劉錦豪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 | RE | 3 | 04 September 2017 | 19 July 2021 |
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 | RE | 2 | 04 September 2017 | 19 July 2021 |
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 1 | 04 September 2017 | 19 July 2021 |
CES Forex (HK) Limited 光證外匯(香港)有限公司 | RE | 3 | 21 February 2014 | 19 July 2021 |
CES Commodities (HK) Limited 光證期貨(香港)有限公司 | RE | 2 | 14 December 2004 | 19 July 2021 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 11 June 2004 | 19 July 2021 |
Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融(香港)有限公司 | RE | 1 | 11 June 2004 | 04 September 2013 |