SFC Licences of SELIG William Louis
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 2 | 08 May 2007 | 24 February 2011 |
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 1 | 08 May 2007 | 24 February 2011 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 2 | 22 July 2005 | 26 March 2007 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 1 | 20 July 2005 | 26 March 2007 |
Instinet Pacific Limited 極訊亞太有限公司 | RE | 7 | 02 April 2004 | 13 July 2005 |
Instinet Pacific Limited 極訊亞太有限公司 | RE | 4 | 02 April 2004 | 13 July 2005 |
Instinet Pacific Limited 極訊亞太有限公司 | RE | 1 | 02 April 2004 | 13 July 2005 |
Bloomberg Tradebook Hong Kong Limited | RO | 6 | 01 April 2003 | 23 May 2003 |
Bloomberg Tradebook Hong Kong Limited | RO | 4 | 01 April 2003 | 23 May 2003 |
Bloomberg Tradebook Hong Kong Limited | RO | 1 | 01 April 2003 | 23 May 2003 |
Bloomberg Tradebook Hong Kong Limited | RO | 9 | 01 April 2003 | 23 May 2003 |