SFC Licences of LEE Hau Yee, Sarah 李巧兒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| AlTi Wealth Management (Hong Kong) Limited 安旗財富管理(香港)有限公司 | RE | 9 | 24 December 2004 | |
| AlTi Wealth Management (Hong Kong) Limited 安旗財富管理(香港)有限公司 | RE | 5 | 24 December 2004 | |
| AlTi Wealth Management (Hong Kong) Limited 安旗財富管理(香港)有限公司 | RE | 4 | 24 December 2004 | |
| CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 01 April 2003 | 13 September 2003 |