SFC Licences of CHEN Wei 陳蔚

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCOM International Securities Limited 交銀國際證券有限公司 RE 4 08 December 2022
BOCOM International Securities Limited 交銀國際證券有限公司 RE 1 08 December 2022
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 6 03 September 2018 09 June 2022
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 03 September 2018 09 June 2022
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 03 September 2018 09 June 2022
VTB Capital Hong Kong Limited RO 4 26 November 2014 28 June 2018
VTB Capital Hong Kong Limited RO 1 26 November 2014 28 June 2018
VTB Capital Hong Kong Limited RO 6 24 March 2014 28 June 2018
VTB Capital Hong Kong Limited RE 6 12 November 2013 24 March 2014
VTB Capital Hong Kong Limited RE 4 26 April 2013 26 November 2014
VTB Capital Hong Kong Limited RE 1 26 April 2013 26 November 2014
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 4 01 April 2003 10 April 2006
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 6 01 April 2003 10 April 2006
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 9 01 April 2003 12 August 2003
Lehman Brothers Asia Holdings Limited 美國雷曼兄弟亞洲控股有限公司 RE 9 01 April 2003 12 August 2003
Lehman Brothers Asia Holdings Limited 美國雷曼兄弟亞洲控股有限公司 RE 6 01 April 2003 12 August 2003
Lehman Brothers Asia Holdings Limited 美國雷曼兄弟亞洲控股有限公司 RE 4 01 April 2003 12 August 2003