SFC Licences of LAI King Kai 黎擎楷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Macquarie Asia Securities Limited | RE | 4 | 30 September 2020 | 17 December 2021 |
| Macquarie Asia Securities Limited | RE | 1 | 30 September 2020 | 17 December 2021 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 22 January 2009 | 30 November 2012 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 1 | 15 July 2004 | 13 January 2009 |
| RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 | RE | 1 | 15 July 2004 | 04 February 2005 |
| VC Brokerage Limited 滙盈證券有限公司 | RE | 1 | 29 May 2003 | 17 June 2004 |
| VC Brokerage Limited 滙盈證券有限公司 | RE | 7 | 29 May 2003 | 26 August 2003 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 | RE | 1 | 01 April 2003 | 28 May 2003 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 | RE | 9 | 01 April 2003 | 27 May 2003 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 | RE | 4 | 01 April 2003 | 27 May 2003 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 | RE | 6 | 01 April 2003 | 27 May 2003 |