SFC Licences of HO Hoi Wah 何凱華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Allianz Global Investors Asia Pacific Limited | RE | 1 | 01 June 2015 | |
Allianz Global Investors Hong Kong Limited | RE | 1 | 07 May 2012 | 31 May 2015 |
JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 | RE | 1 | 13 February 2007 | 01 February 2012 |
Delta Asia Securities Limited 滙業證券有限公司 | RE | 4 | 25 April 2005 | 19 July 2005 |
Delta Asia Wealth Management Limited 滙業財富管理有限公司 | RE | 9 | 25 April 2005 | 19 July 2005 |
UKFP (Asia) HK Limited | RE | 4 | 01 April 2003 | 01 October 2004 |
UKFP (Asia) HK Limited | RE | 9 | 01 April 2003 | 01 October 2004 |
UKFP (Asia) HK Limited | RE | 6 | 01 April 2003 | 24 May 2004 |