SFC Licences of LEE Mou Kwok 李茂國
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 23 February 2006 | 17 January 2020 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 01 April 2003 | 20 February 2006 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 9 | 01 April 2003 | 12 January 2004 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 01 April 2003 | 12 January 2004 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 6 | 01 April 2003 | 12 January 2004 |