SFC Licences of TSE Wai Kei 謝偉基

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Centaline Wealth Management Limited 中原資產管理有限公司 RE 4 26 September 2005 30 June 2006
CES Forex (HK) Limited 光證外匯(香港)有限公司 RE 3 21 November 2003 27 June 2005
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 01 April 2003 27 June 2005
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 01 April 2003 27 June 2005
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 9 01 April 2003 05 November 2003
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 5 01 April 2003 05 November 2003
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 9 01 April 2003 05 November 2003
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 6 01 April 2003 05 November 2003
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 4 01 April 2003 05 November 2003
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 7 01 April 2003 07 July 2003