SFC Licences of LAM Wing Chit 林永哲

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Nerico Brothers Limited RO 3 08 March 2018 01 November 2021
Nerico Brothers Limited RE 9 20 July 2015 01 November 2021
Nerico Brothers Limited RE 2 11 December 2013 01 November 2021
Nerico Brothers Limited RE 1 11 December 2013 01 November 2021
Nerico Brothers Limited RE 3 11 December 2013 08 March 2018
Emperor International Exchange (Hong Kong) Company Limited 英皇金融集團(香港)有限公司 RE 3 03 June 2008 30 December 2011
Emperor Securities Limited 英皇證券有限公司 RE 1 03 June 2008 30 December 2011
Emperor Futures Limited 英皇期貨有限公司 RE 2 03 June 2008 30 December 2011
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 20 August 2007 12 February 2008
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 20 August 2007 12 February 2008
Haitong International Securities Company Limited 海通國際證券有限公司 RE 3 08 January 2007 12 February 2008
Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 RE 3 14 September 2006 11 December 2006
Cinda International Investment Management Limited 信達國際投資管理有限公司 RE 3 15 August 2006 28 August 2006
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 RE 2 01 April 2003 11 January 2004
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 RE 5 01 April 2003 11 January 2004
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 RE 9 01 April 2003 11 January 2004