SFC Licences of GUGLIETTA Joel Stephan
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 1 | 19 July 2007 | 24 July 2008 |
| Brevan Howard (Hong Kong) Limited | RE | 9 | 24 December 2005 | 28 November 2006 |
| HSBC Securities (Asia) Limited | RE | 4 | 10 March 2005 | 19 October 2005 |