SFC Licences of SAUBESTRE Paul Frederic Henri

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司
RO 2 26 May 2022
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司
RE 1 18 February 2013
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司
RE 2 18 February 2013 26 May 2022
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司
RE 7 18 February 2013 30 November 2015
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司
RO 2 21 May 2012 18 February 2013
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司
RE 2 22 March 2012 21 May 2012
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司
RO 2 06 September 2011 22 March 2012
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司
RO 7 15 October 2009 18 February 2013
BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司
RE 2 14 April 2009 30 December 2011
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司
RO 1 24 November 2008 18 February 2013
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司
RE 1 24 September 2007 24 November 2008
SG Asset Finance (Hong Kong) Limited
RE 1, 2 08 October 2004 15 January 2005
SG Asset Finance (Hong Kong) Limited
RO 2 02 October 2003 08 October 2004
Newedge Broker Hong Kong Limited 新際經紀香港有限公司
RO 2 01 April 2003 15 January 2005
SG Asset Finance (Hong Kong) Limited
RO 1 01 April 2003 08 October 2004
Credit Agricole Indosuez Cheuvreux Securities (Hong Kong) Limited 東方匯理盛富香港證券有限公司
RO 1 01 April 2003 30 September 2003
Newedge Broker Hong Kong Limited 新際經紀香港有限公司
SG Asset Finance (Hong Kong) Limited
RO 7 01 April 2003 09 July 2003