SFC Licences of LEE Shuk Woon, Sophia 李淑媛

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Elixir Capital Management Limited 創富資產有限公司 RO 9 18 February 2009 31 July 2023
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 4 10 April 2006 04 November 2006
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 1 21 March 2006 04 November 2006
Celestial Securities Limited 時富證券有限公司 RE 1 29 December 2004 02 March 2006
CASH Research Limited 時富證券研究有限公司 RE 4 15 December 2004 31 March 2005
Oriental Patron Securities Limited 東英亞洲證券有限公司 RE 4 07 May 2004 03 December 2004
Oriental Patron Asia Limited 東英亞洲有限公司 RE 4 01 April 2003 06 May 2004
Oriental Patron Asia Limited 東英亞洲有限公司 RE 6 01 April 2003 05 May 2004
Oriental Patron Asia Limited 東英亞洲有限公司 RE 9 01 April 2003 05 May 2004