SFC Licences of LEE Shuk Woon, Sophia 李淑媛
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Elixir Capital Management Limited 創富資產有限公司 | RO | 9 | 18 February 2009 | 31 July 2023 |
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 4 | 10 April 2006 | 04 November 2006 |
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 21 March 2006 | 04 November 2006 |
Celestial Securities Limited 時富證券有限公司 | RE | 1 | 29 December 2004 | 02 March 2006 |
CASH Research Limited 時富證券研究有限公司 | RE | 4 | 15 December 2004 | 31 March 2005 |
Oriental Patron Securities Limited 東英亞洲證券有限公司 | RE | 4 | 07 May 2004 | 03 December 2004 |
Oriental Patron Asia Limited 東英亞洲有限公司 | RE | 4 | 01 April 2003 | 06 May 2004 |
Oriental Patron Asia Limited 東英亞洲有限公司 | RE | 6 | 01 April 2003 | 05 May 2004 |
Oriental Patron Asia Limited 東英亞洲有限公司 | RE | 9 | 01 April 2003 | 05 May 2004 |