SFC Licences of SCHUTTE Daniel Johannes
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 23 January 2020 | 24 April 2020 |
CLSA Limited 中信里昂證券有限公司 | RO | 4 | 18 October 2012 | 12 April 2019 |
CLSA Research Limited 里昂證券投資研究有限公司 | RO | 4 | 31 December 2009 | 18 June 2014 |
CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 01 April 2003 | 31 December 2009 |