SFC Licences of SCHUTTE Daniel Johannes

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Macquarie Capital Limited 麥格理資本股份有限公司 RE 4 23 January 2020 24 April 2020
CLSA Limited 中信里昂證券有限公司 RO 4 18 October 2012 12 April 2019
CLSA Research Limited 里昂證券投資研究有限公司 RO 4 31 December 2009 18 June 2014
CLSA Research Limited 里昂證券投資研究有限公司 RE 4 01 April 2003 31 December 2009