SFC Licences of CHAN Ka Yip 陳家業

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 RE 2 04 December 2012 18 June 2014
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 1 04 December 2012 18 June 2014
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 1 04 December 2012 18 June 2014
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 10 October 2005 07 August 2007
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 10 October 2005 07 August 2007
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 01 April 2003 20 February 2004
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 5 01 April 2003 18 February 2004
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 9 01 April 2003 18 February 2004
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 6 01 April 2003 18 February 2004
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 01 April 2003 18 February 2004
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 4 01 April 2003 18 February 2004
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 9 01 April 2003 09 December 2003
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 7 01 April 2003 15 August 2003