SFC Licences of LUO Ning Ning, Linda 羅寧寧
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Shining Capital Management Hong Kong Limited 尚心資本管理香港有限公司 | RO | 9 | 10 January 2014 | 31 December 2016 |
Shining Capital Management Hong Kong Limited 尚心資本管理香港有限公司 | RE | 9 | 30 November 2011 | 10 January 2014 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 9 | 12 August 2009 | 08 March 2010 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 01 April 2003 | 08 March 2010 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 01 April 2003 | 08 March 2010 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 01 April 2003 | 11 February 2004 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 01 April 2003 | 11 February 2004 |