SFC Licences of HO Hoi Tung 何凱棟

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Ebang Digital Asset Management Limited 億邦數字資產管理有限公司 RO 9 13 September 2022 03 May 2023
Ebang Digital Asset Management Limited 億邦數字資產管理有限公司 RO 4 13 September 2022 03 May 2023
Monmonkey Group Asset Management Limited 大聖資產管理有限公司 RE 9 02 June 2021 03 June 2021
Monmonkey Group Asset Management Limited 大聖資產管理有限公司 RE 4 02 June 2021 03 June 2021
UCAP Securities (HK) Limited 佑聯證券有限公司 RO 9 05 August 2020 03 May 2021
UCAP Securities (HK) Limited 佑聯證券有限公司 RO 4 05 August 2020 03 May 2021
UCAP Securities (HK) Limited 佑聯證券有限公司 RO 1 05 August 2020 03 May 2021
Mainland Asset Management Limited 美聯匯鑫管理有限公司 RO 9 03 September 2019 07 November 2019
Mainland Asset Management Limited 美聯匯鑫管理有限公司 RO 4 03 September 2019 07 November 2019
Mainland Securities Limited 美聯證券有限公司 RO 1 22 November 2018 07 November 2019
Mainland Securities Limited 美聯證券有限公司 RE 1 11 October 2018 22 November 2018
Kingdom Investment Managers Limited 國權投資管理有限公司 RO 9 15 February 2018 30 September 2018
Kingdom Investment Managers Limited 國權投資管理有限公司 RO 4 15 February 2018 30 September 2018
Silver Nile Global Investments Limited 銀豐環球投資有限公司 RO 9 18 May 2017 20 December 2017
Silver Nile Global Investments Limited 銀豐環球投資有限公司 RO 4 18 May 2017 20 December 2017
Silver Nile Global Investments Limited 銀豐環球投資有限公司 RO 1 18 May 2017 20 December 2017
China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司 RO 9 20 October 2016 31 December 2016
China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司 RO 4 20 October 2016 31 December 2016
China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司 RO 1 20 October 2016 31 December 2016
M Securities Limited 雙龍證券有限公司 RO 1 16 September 2015 29 December 2015
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 RE 7 22 March 2011 06 June 2015
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 RO 1 26 August 2010 06 June 2015
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 RE 1 28 November 2007 26 August 2010
Newedge Broker Limited 新際經紀有限公司 RE 7 24 July 2007 06 November 2007
Newedge Broker Limited 新際經紀有限公司 RE 2 17 July 2007 06 November 2007
Newedge Broker Limited 新際經紀有限公司 RE 1 17 July 2007 06 November 2007
SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 RE 2 07 March 2007 02 July 2007
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 1 25 May 2006 02 July 2007
Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 RE 1 16 December 2004 13 March 2006