SFC Licences of LAU Chee Fung, Daniel 劉智峯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| AXA China Region Investment Services Limited 安盛投資服務有限公司 | RE | 1 | 28 August 2007 | 31 May 2019 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 | RE | 4 | 28 August 2007 | 23 April 2012 |
| Henderson Global Investors (Hong Kong) Limited 亨德森全球投資(香港)有限公司 | RE | 4 | 17 November 2005 | 21 July 2006 |
| Henderson Global Investors (Hong Kong) Limited 亨德森全球投資(香港)有限公司 | RE | 1 | 17 November 2005 | 21 July 2006 |
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 | RE | 4 | 01 April 2003 | 12 November 2005 |
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 | RE | 1 | 01 April 2003 | 12 November 2005 |
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 | RE | 6 | 01 April 2003 | 08 December 2004 |
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 | RE | 9 | 01 April 2003 | 08 December 2004 |