SFC Licences of NG Fung Nga 吳豐雅

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Sparc Capital Management Limited 宏德資產管理有限公司 RO 9 25 August 2023
Sparc Capital Management Limited 宏德資產管理有限公司 RO 4 25 August 2023
Sparc Capital Management Limited 宏德資產管理有限公司 RE 9 18 August 2023 25 August 2023
Sparc Capital Management Limited 宏德資產管理有限公司 RE 4 18 August 2023 25 August 2023
Avanta Investment Management Limited 安永達投資管理有限公司 RO 9 14 January 2021 23 July 2023
Avanta Investment Management Limited 安永達投資管理有限公司 RO 4 14 January 2021 23 July 2023
Avanta Investment Management Limited 安永達投資管理有限公司 RE 9 10 November 2020 14 January 2021
Avanta Investment Management Limited 安永達投資管理有限公司 RE 4 10 November 2020 14 January 2021
TVC Management Limited RO 9 23 November 2012 31 May 2020
TVC Management Limited RO 4 23 November 2012 31 May 2020
TVC Management Limited RE 9 20 January 2012 23 November 2012
TVC Management Limited RE 4 20 January 2012 23 November 2012
TC Capital Management Limited 天財資產管理有限公司 RO 9 24 October 2011 31 December 2011
Avanta Investment Management Limited 安永達投資管理有限公司 RO 4 20 June 2007 30 September 2011
Avanta Investment Management Limited 安永達投資管理有限公司 RE 9 20 June 2007 30 September 2011
TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 RO 4 08 July 2005 01 December 2006
TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 RE 4 01 April 2003 08 July 2005
TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 RE 9 01 April 2003 30 August 2004
TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 RE 6 01 April 2003 30 August 2004