SFC Licences of SMITHSON Travis Lorne
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Argonaut Securities (Asia) Limited | RO | 6 | 08 September 2011 | 20 September 2017 |
| Argonaut Securities (Asia) Limited | RO | 4 | 08 September 2011 | 20 September 2017 |
| Argonaut Securities (Asia) Limited | RO | 1 | 08 September 2011 | 20 September 2017 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 01 April 2003 | 26 May 2010 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 01 April 2003 | 26 May 2010 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 6 | 01 April 2003 | 02 December 2003 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 7 | 01 April 2003 | 02 December 2003 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 9 | 01 April 2003 | 02 December 2003 |