SFC Licences of NG Siu Lin 吳小蓮

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 RE 2 22 July 2014
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 1 22 July 2014
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 RE 2 15 October 2007 10 July 2014
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 1 15 October 2007 10 July 2014
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 01 April 2003 04 August 2006
CES Forex (HK) Limited 光證外匯(香港)有限公司 RE 3 01 April 2003 04 August 2006
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 01 April 2003 04 August 2006
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 6 01 April 2003 19 January 2004
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 4 01 April 2003 19 January 2004
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 9 01 April 2003 19 January 2004
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 5 01 April 2003 19 January 2004
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 9 01 April 2003 19 January 2004
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 7 01 April 2003 07 July 2003