SFC Licences of NG Siu Lin 吳小蓮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
RE | 2 | 22 July 2014 | |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
RE | 1 | 22 July 2014 | |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
RE | 2 | 15 October 2007 | 10 July 2014 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RE | 1 | 15 October 2007 | 10 July 2014 |
| Sun Hung Kai Commodities Limited 新鴻基期貨有限公司 |
RE | 2 | 01 April 2003 | 04 August 2006 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
RE | 3 | 01 April 2003 | 04 August 2006 |
| Sun Hung Kai Investment Services Limited 新鴻基投資服務有限公司 |
RE | 1 | 01 April 2003 | 04 August 2006 |
| Sun Hung Kai Commodities Limited 新鴻基期貨有限公司 |
RE | 5, 9 | 01 April 2003 | 19 January 2004 |
| Sun Hung Kai Investment Services Limited 新鴻基投資服務有限公司 |
RE | 4, 6, 9 | 01 April 2003 | 19 January 2004 |
| Sun Hung Kai Investment Services Limited 新鴻基投資服務有限公司 |
RE | 7 | 01 April 2003 | 07 July 2003 |