SFC Licences of NG Siu Lin 吳小蓮

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司
RE 2 22 July 2014
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司
RE 1 22 July 2014
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 15 October 2007 10 July 2014
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 15 October 2007 10 July 2014
Sun Hung Kai Commodities Limited 新鴻基期貨有限公司
RE 2 01 April 2003 04 August 2006
CES Forex (HK) Limited 光證外匯(香港)有限公司
RE 3 01 April 2003 04 August 2006
Sun Hung Kai Investment Services Limited 新鴻基投資服務有限公司
RE 1 01 April 2003 04 August 2006
Sun Hung Kai Commodities Limited 新鴻基期貨有限公司
RE 5, 9 01 April 2003 19 January 2004
Sun Hung Kai Investment Services Limited 新鴻基投資服務有限公司
RE 4, 6, 9 01 April 2003 19 January 2004
Sun Hung Kai Investment Services Limited 新鴻基投資服務有限公司
RE 7 01 April 2003 07 July 2003