SFC Licences of LEWIS David Richard
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Societe Generale | 6 | 10 December 2007 | ||
| Societe Generale | 4 | 10 December 2007 | ||
| Societe Generale | 1 | 10 December 2007 | ||
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 9 | 01 April 2003 | 01 July 2003 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 4 | 01 April 2003 | 01 July 2003 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 6 | 01 April 2003 | 01 July 2003 |