SFC Licences of SHI Shaoqiang 施少強
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Poplar Asset Management Limited 保納資產管理有限公司 | RO | 9 | 17 April 2019 | 30 October 2020 |
| Poplar Asset Management Limited 保納資產管理有限公司 | RE | 9 | 15 February 2019 | 17 April 2019 |
| DC Wealth Management (HK) Limited 德萃財富管理(香港)有限公司 | RO | 9 | 31 January 2018 | 23 November 2018 |
| DC Wealth Management (HK) Limited 德萃財富管理(香港)有限公司 | RO | 4 | 31 January 2018 | 23 November 2018 |
| Wintech Securities Limited 盈泰證券有限公司 | RO | 1 | 14 October 2005 | 17 March 2017 |
| Wintech Securities Limited 盈泰證券有限公司 | RE | 1 | 01 April 2003 | 14 October 2005 |
| Wintech Securities Limited 盈泰證券有限公司 | RE | 9 | 01 April 2003 | 10 February 2004 |
| Wintech Securities Limited 盈泰證券有限公司 | RE | 6 | 01 April 2003 | 10 February 2004 |
| Wintech Securities Limited 盈泰證券有限公司 | RE | 4 | 01 April 2003 | 10 February 2004 |