SFC Licences of YU Wing Yi, Daisy 余穎怡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Guotai Junan FX Limited 國泰君安外匯有限公司 | RE | 3 | 30 March 2011 | |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 29 December 2005 | |
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 2 | 21 April 2004 | |
Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 15 May 2003 | 03 March 2004 |