SFC Licences of CHAN King Yuet 陳琼月

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
St. James's Place (Hong Kong) Limited RE 9 06 November 2020 09 August 2021
St. James's Place (Hong Kong) Limited RE 4 06 November 2020 09 August 2021
St. James's Place (Hong Kong) Limited RE 1 06 November 2020 09 August 2021
Sinostar Securities Limited 華星證券有限公司 RE 1 09 January 2019 30 April 2020
Sinostar Asset Management Limited 華星資產管理有限公司 RE 9 09 January 2019 30 April 2020
Sinostar Asset Management Limited 華星資產管理有限公司 RE 4 09 January 2019 30 April 2020
Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 RE 9 20 December 2017 14 March 2018
Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 RE 4 20 December 2017 14 March 2018
Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 RE 1 20 December 2017 14 March 2018
Links International Investment Consultant Limited 靈獅國際投資顧問有限公司 RE 4 21 July 2014 12 December 2017
Target Capital Management Limited 泰達資產管理有限公司 RE 9 02 November 2010 14 June 2012
Target Capital Management Limited 泰達資產管理有限公司 RE 4 02 November 2010 14 June 2012
Target Capital Management Limited 泰達資產管理有限公司 RE 1 02 November 2010 14 June 2012
Thornton Global Wealth Management Limited 豐盛環球理財有限公司 RE 4 01 October 2006 15 October 2007
Tyche Group Limited 橋川有限公司 RE 9 14 July 2003 01 September 2006
Tyche Group Limited 橋川有限公司 RE 4 09 July 2003 01 September 2006
T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 RE 4 01 April 2003 09 July 2003
T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 RE 6 01 April 2003 08 July 2003