SFC Licences of SHIN Chuck Yin 單婥然

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Diligent Capital Limited 道勤資本有限公司	RO	6	30 January 2024
Diligent Capital Limited 道勤資本有限公司	RE	6	09 January 2024	30 January 2024
TFI Capital Limited 天風國際資本市場有限公司	RO	6	18 November 2022	02 October 2023
TFI Capital Limited 天風國際資本市場有限公司	RE	6	14 July 2022	18 November 2022
Sunfund Capital Limited 東皓資本有限公司	RO	6	26 June 2019	02 May 2022
Sunfund Securities Limited 東皓證券有限公司	RE	1	14 June 2019	02 May 2022
Sunfund Capital Limited 東皓資本有限公司	RE	6	14 June 2019	26 June 2019
LY Capital Limited 絡繹資本有限公司	RO	1	11 January 2018	26 May 2019
LY Capital Limited 絡繹資本有限公司	RO	6	11 September 2017	26 May 2019
LY Capital Limited 絡繹資本有限公司	RE	1	05 July 2017	11 January 2018
LY Capital Limited 絡繹資本有限公司	RE	6	05 July 2017	11 September 2017
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司	RE	1	14 September 2015	09 June 2017
Orient Capital (Hong Kong) Limited 東方融資(香港)有限公司	RO	6	18 September 2014	09 June 2017
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司	RO	6	20 June 2011	23 April 2014
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司	RE	6	16 May 2011	20 June 2011
South China Securities Limited 南華證券投資有限公司	RE	1	12 January 2011	05 April 2011
South China Capital Limited 南華融資有限公司	RO	6	25 March 2010	05 April 2011
South China Capital Limited 南華融資有限公司	RE	6	29 June 2009	25 March 2010
Guotai Junan Capital Limited 國泰君安融資有限公司	RE	6	21 June 2007	06 February 2009
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司	RE	4	13 September 2006	01 June 2007
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司	RE	1	13 September 2006	01 June 2007
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司	RE	6	11 August 2006	01 June 2007
Evolution Asia Investments Limited	RE	6	01 April 2003	01 August 2006