SFC licenceholder AHF293 SHIN Chuck Yin 單婥然

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 13 November 2020

Institution Role Licences Start date End date
Sunfund Capital Limited 東皓資本有限公司 RO [6] (Advising on Corporate Finance) 26 June 2019
Sunfund Securities Limited 東皓證券有限公司 RE [1] (Dealing in Securities) 14 June 2019
Sunfund Capital Limited 東皓資本有限公司 RE [6] (Advising on Corporate Finance) 14 June 2019 26 June 2019
LY Capital Limited 絡繹資本有限公司 RO [1] (Dealing in Securities) 11 January 2018 26 May 2019
LY Capital Limited 絡繹資本有限公司 RO [6] (Advising on Corporate Finance) 11 September 2017 26 May 2019
LY Capital Limited 絡繹資本有限公司 RE [1] (Dealing in Securities) 05 July 2017 11 January 2018
LY Capital Limited 絡繹資本有限公司 RE [6] (Advising on Corporate Finance) 05 July 2017 11 September 2017
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 RE [1] (Dealing in Securities) 14 September 2015 09 June 2017
Orient Capital (Hong Kong) Limited 東方融資(香港)有限公司 RO [6] (Advising on Corporate Finance) 18 September 2014 09 June 2017
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RO [6] (Advising on Corporate Finance) 20 June 2011 23 April 2014
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE [6] (Advising on Corporate Finance) 16 May 2011 20 June 2011
South China Securities Limited 南華證券投資有限公司 RE [1] (Dealing in Securities) 12 January 2011 05 April 2011
South China Capital Limited 南華融資有限公司 RO [6] (Advising on Corporate Finance) 25 March 2010 05 April 2011
South China Capital Limited 南華融資有限公司 RE [6] (Advising on Corporate Finance) 29 June 2009 25 March 2010
Guotai Junan Capital Limited 國泰君安融資有限公司 RE [6] (Advising on Corporate Finance) 21 June 2007 06 February 2009
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RE [1] (Dealing in Securities), [4] (Advising on Securities) 13 September 2006 01 June 2007
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RE [6] (Advising on Corporate Finance) 11 August 2006 01 June 2007
Evolution Asia Investments Limited RE [6] (Advising on Corporate Finance) 01 April 2003 01 August 2006