SFC Licences of CHAPMAN Peter John
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 17 June 2008 | 09 May 2011 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 17 June 2008 | 09 May 2011 |
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 6 | 24 February 2006 | 13 May 2008 |
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 1 | 24 February 2006 | 13 May 2008 |
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 4 | 01 April 2003 | 19 August 2003 |
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 6 | 01 April 2003 | 19 August 2003 |
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 9 | 01 April 2003 | 19 August 2003 |
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 1 | 01 April 2003 | 19 August 2003 |