SFC Licences of YUEN Siu Ting 阮少婷

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
HSBC Global Asset Management (Hong Kong) Limited RE 9 27 April 2021 30 June 2023
HSBC Global Asset Management (Hong Kong) Limited RE 5 27 April 2021 30 June 2023
HSBC Global Asset Management (Hong Kong) Limited RE 4 27 April 2021 30 June 2023
HSBC Global Asset Management (Hong Kong) Limited RE 1 27 April 2021 30 June 2023
HSBC Investment Funds (Hong Kong) Limited RE 1 29 September 2014 04 March 2019
HSBC Global Asset Management (Hong Kong) Limited RE 9 29 September 2014 04 March 2019
HSBC Global Asset Management (Hong Kong) Limited RE 4 29 September 2014 04 March 2019
HSBC Global Asset Management (Hong Kong) Limited RE 1 29 September 2014 04 March 2019
FWD Life Insurance Company (Bermuda) Limited 富衛人壽保險(百慕達)有限公司 RE 9 12 July 2012 08 September 2014
NNIP Hong Kong Limited RE 9 04 November 2011 01 July 2012
NNIP Hong Kong Limited RE 4 04 November 2011 01 July 2012
NNIP Hong Kong Limited RE 1 04 November 2011 01 July 2012
Cinda International Securities Limited 信達國際證券有限公司 RE 1 21 October 2003 25 June 2004
Cinda International Futures Limited 信達國際期貨有限公司 RE 2 21 October 2003 25 June 2004
Cinda International Investment Management Limited 信達國際投資管理有限公司 RE 3 21 October 2003 25 June 2004
Cinda International Investment Management Limited 信達國際投資管理有限公司 RE 3 01 April 2003 07 May 2003
Cinda International Futures Limited 信達國際期貨有限公司 RE 2 01 April 2003 07 May 2003
Cinda International Securities Limited 信達國際證券有限公司 RE 1 01 April 2003 07 May 2003
Cinda International Securities Limited 信達國際證券有限公司 RE 7 01 April 2003 07 May 2003
Cinda International Securities Limited 信達國際證券有限公司 RE 4 01 April 2003 06 May 2003
Cinda International Securities Limited 信達國際證券有限公司 RE 9 01 April 2003 06 May 2003
Cinda International Futures Limited 信達國際期貨有限公司 RE 9 01 April 2003 06 May 2003
Cinda International Futures Limited 信達國際期貨有限公司 RE 5 01 April 2003 06 May 2003
Cinda International Securities Limited 信達國際證券有限公司 RE 6 01 April 2003 06 May 2003