SFC Licences of CHAN Hoi Fung 陳凱峰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司
RE 5 08 October 2018
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司
RE 4 08 October 2018
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司
RE 1 26 September 2018
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司
RE 2 26 September 2018
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 14 February 2017 07 September 2018
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 14 February 2017 07 September 2018
BOCI Securities Limited 中銀國際證券有限公司
RE 3 19 May 2011 27 November 2014
BOCI Securities Limited 中銀國際證券有限公司
RE 1, 2 21 April 2008 19 January 2017
BOCI Securities Limited 中銀國際證券有限公司
RE 2 13 October 2005 05 January 2008
BOCI Commodities & Futures Limited 中銀國際期貨有限公司
RE 2 01 March 2004 05 January 2008
BOCI Securities Limited 中銀國際證券有限公司
RE 1 01 March 2004 05 January 2008
HSBC Broking (China) Limited 滙豐金融(中國)有限公司
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司
HSBC Broking Securities (Hong Kong) Limited 滙豐金融證券(香港)有限公司
RE 1 01 April 2003 01 March 2004
HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司
RE 2 01 April 2003 01 March 2004
HSBC Broking Securities (Hong Kong) Limited 滙豐金融證券(香港)有限公司
HSBC Broking (China) Limited 滙豐金融(中國)有限公司
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司
RE 4, 6, 9 01 April 2003 16 February 2004
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司
HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司
RE 5, 9 01 April 2003 16 February 2004
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司
RE 7 01 April 2003 02 September 2003