SFC Licences of CHAN Wai Chi 陳慧芝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
North Beta International Securities Limited 北拓國際證券有限公司 | RE | 1 | 17 August 2009 | 13 November 2013 |
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 1 | 19 September 2006 | 07 May 2009 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 21 March 2005 | 14 March 2006 |
Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 | RE | 1 | 25 July 2003 | 13 July 2004 |
KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 | RE | 1 | 01 April 2003 | 13 July 2004 |
KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 | RE | 9 | 01 April 2003 | 21 July 2003 |
KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 | RE | 4 | 01 April 2003 | 21 July 2003 |
KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 | RE | 6 | 01 April 2003 | 21 July 2003 |