SFC Licences of CHAN Wai Chi 陳慧芝

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
North Beta International Securities Limited 北拓國際證券有限公司 RE 1 17 August 2009 13 November 2013
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 RE 1 19 September 2006 07 May 2009
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 1 21 March 2005 14 March 2006
Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 RE 1 25 July 2003 13 July 2004
KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 RE 1 01 April 2003 13 July 2004
KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 RE 9 01 April 2003 21 July 2003
KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 RE 4 01 April 2003 21 July 2003
KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 RE 6 01 April 2003 21 July 2003