SFC Licences of KWOK Kam Wai 郭錦威
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 4 | 24 August 2004 | |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 1 | 16 August 2004 | 20 April 2007 |
| Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 21 April 2004 | 06 August 2004 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 21 April 2004 | 06 August 2004 |
| EK Investment Management Limited 怡啟投資管理有限公司 | RE | 4 | 01 April 2003 | 31 March 2004 |
| EK Investment Management Limited 怡啟投資管理有限公司 | RE | 9 | 01 April 2003 | 31 March 2004 |
| EK Investment Management Limited 怡啟投資管理有限公司 | RE | 6 | 01 April 2003 | 03 December 2003 |