SFC Licences of NG Kwok Hung 吳國雄

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司	RE	3	19 May 2014
HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司	RE	2	01 April 2003	04 December 2017
HSBC Broking (China) Limited 滙豐金融(中國)有限公司	RE	1	01 April 2003	14 August 2012
HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司	RE	9	01 April 2003	10 September 2004
HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司	RE	5	01 April 2003	10 September 2004
HSBC Broking (China) Limited 滙豐金融(中國)有限公司	RE	6	01 April 2003	10 September 2004
HSBC Broking (China) Limited 滙豐金融(中國)有限公司	RE	4	01 April 2003	10 September 2004
HSBC Broking (China) Limited 滙豐金融(中國)有限公司	RE	9	01 April 2003	10 September 2004
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司	RE	9	01 April 2003	10 September 2004
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司	RE	4	01 April 2003	10 September 2004
HSBC Broking Securities (Hong Kong) Limited 滙豐金融證券(香港)有限公司	RE	4	01 April 2003	10 September 2004
HSBC Broking Securities (Hong Kong) Limited 滙豐金融證券(香港)有限公司	RE	6	01 April 2003	10 September 2004
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司	RE	9	01 April 2003	10 September 2004
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司	RE	5	01 April 2003	10 September 2004
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司	RE	6	01 April 2003	10 September 2004
HSBC Broking Securities (Hong Kong) Limited 滙豐金融證券(香港)有限公司	RE	9	01 April 2003	10 September 2004
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司	RE	7	01 April 2003	02 September 2003
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司	RE	2	01 April 2003
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司	RE	1	01 April 2003
HSBC Broking Securities (Hong Kong) Limited 滙豐金融證券(香港)有限公司	RE	1	01 April 2003