SFC Licences of KANDIAH Sutharshan
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Religare Capital Markets (Hong Kong) Limited | RE | 6 | 14 May 2012 | 07 October 2014 |
| Religare Capital Markets (Hong Kong) Limited | RE | 4 | 28 July 2011 | 16 August 2017 |
| Religare Capital Markets (Hong Kong) Limited | RE | 1 | 28 July 2011 | 16 August 2017 |
| UBS Securities Asia Limited | RE | 4 | 01 April 2003 | 25 June 2003 |
| UBS Securities Asia Limited | RE | 6 | 01 April 2003 | 25 June 2003 |
| UBS Securities Asia Limited | RE | 9 | 01 April 2003 | 25 June 2003 |