SFC Licences of TSE Suk Yee, Bonnie 謝淑怡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Winco Securities Company Limited 匯濤證券有限公司 | RO | 1 | 27 September 2010 | |
Winco Securities Company Limited 匯濤證券有限公司 | RE | 1 | 17 August 2010 | 27 September 2010 |
Beijing Securities Limited 北京證券有限公司 | RO | 4 | 21 May 2008 | 15 August 2010 |
Beijing Securities Limited 北京證券有限公司 | RO | 1 | 05 October 2007 | 15 August 2010 |
CVP Securities Limited 星火證券有限公司 | RO | 1 | 29 August 2006 | 30 September 2007 |
CVP Securities Limited 星火證券有限公司 | RE | 1 | 26 May 2006 | 29 August 2006 |
Beijing Securities Limited 北京證券有限公司 | RO | 1 | 07 September 2005 | 30 April 2006 |
Beijing Securities Limited 北京證券有限公司 | RE | 1 | 01 April 2003 | 07 September 2005 |
Beijing Securities Limited 北京證券有限公司 | RE | 6 | 01 April 2003 | 02 January 2004 |
Beijing Securities Limited 北京證券有限公司 | RE | 9 | 01 April 2003 | 02 January 2004 |
Beijing Securities Limited 北京證券有限公司 | RE | 4 | 01 April 2003 | 02 January 2004 |