SFC Licences of LIU Cheuk Hang, Alex 廖卓恒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Piper Jaffray Asia Limited 派杰亞洲有限公司 | RE | 6 | 19 March 2004 | 15 September 2004 |
BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 | RE | 6 | 01 April 2003 | 24 February 2004 |