SFC Licences of LIU Hsiang-Wen 劉湘雯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| IDEG Asset Management (Hong Kong) Limited | RE | 9 | 18 May 2020 | 01 July 2021 |
| IDEG Asset Management (Hong Kong) Limited | RE | 4 | 18 May 2020 | 01 July 2021 |
| IDEG Asset Management (Hong Kong) Limited | RE | 1 | 18 May 2020 | 01 July 2021 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 24 November 2011 | 01 June 2012 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 11 June 2010 | 01 June 2012 |
| Open Securities Limited 開盤證券有限公司 | RO | 4 | 01 April 2008 | 22 October 2008 |
| Open Asset Management Limited 開盤資産管理有限公司 | RO | 4 | 01 April 2008 | 22 October 2008 |
| Open Securities Limited 開盤證券有限公司 | RO | 1 | 29 September 2006 | 22 October 2008 |
| Open Securities Limited 開盤證券有限公司 | RE | 1 | 01 April 2003 | 29 September 2006 |
| Open Securities Limited 開盤證券有限公司 | RE | 9 | 01 April 2003 | 07 May 2004 |
| Open Securities Limited 開盤證券有限公司 | RE | 6 | 01 April 2003 | 07 May 2004 |
| Open Securities Limited 開盤證券有限公司 | RE | 4 | 01 April 2003 | 07 May 2004 |