SFC Licences of LAU Wai King 劉煒敬
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 3 | 03 May 2011 | 24 November 2014 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 28 June 2006 | |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 28 June 2006 | |
| East Asia Securities Company Limited 東亞證券有限公司 | RE | 1 | 01 April 2003 | 24 June 2006 |
| East Asia Securities Company Limited 東亞證券有限公司 | RE | 4 | 01 April 2003 | 22 December 2003 |
| East Asia Securities Company Limited 東亞證券有限公司 | RE | 9 | 01 April 2003 | 22 December 2003 |
| East Asia Securities Company Limited 東亞證券有限公司 | RE | 6 | 01 April 2003 | 22 December 2003 |
| East Asia Securities Company Limited 東亞證券有限公司 | RE | 7 | 01 April 2003 | 26 August 2003 |