SFC Licences of LAI Pui Ming, Amy 黎沛明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | RE | 1 | 10 April 2007 | 14 November 2011 |
| HSBC Investment Funds (Hong Kong) Limited | RE | 9 | 08 August 2005 | 14 November 2011 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 08 August 2005 | 14 November 2011 |
| HSBC Investment Funds (Hong Kong) Limited | RE | 4 | 01 August 2005 | 14 November 2011 |
| HSBC Investment Funds (Hong Kong) Limited | RE | 1 | 01 August 2005 | 14 November 2011 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 01 August 2005 | 14 November 2011 |
| Lloyds TSB Pacific Limited 萊斯遠東有限公司 | RE | 1 | 27 February 2004 | 29 April 2005 |
| Lloyds TSB Pacific Limited 萊斯遠東有限公司 | RE | 4 | 01 April 2003 | 29 April 2005 |
| Lloyds TSB Pacific Limited 萊斯遠東有限公司 | RE | 6 | 01 April 2003 | 19 February 2004 |
| Lloyds TSB Pacific Limited 萊斯遠東有限公司 | RE | 9 | 01 April 2003 | 19 February 2004 |