SFC licenceholder AHG563 FOK Yiu Tung 霍耀東

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 03 June 2020

Institution Role Licences Start date End date
Zhongtai International Financial Products Limited 中泰國際金融產品有限公司 RO [1] (Dealing in Securities) 12 April 2019
Zhongtai International Financial Products Limited 中泰國際金融產品有限公司 RE [1] (Dealing in Securities) 10 December 2018 12 April 2019
Po Sang Securities and Futures Limited 寶生證券及期貨有限公司 RO [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities), [5] (Advising on Futures Contracts) 03 March 2017 27 November 2018
Po Sang Securities and Futures Limited 寶生證券及期貨有限公司 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities), [5] (Advising on Futures Contracts) 05 January 2017 03 March 2017
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities), [5] (Advising on Futures Contracts) 03 April 2014 30 November 2016
Sun International Securities Limited 太陽國際証券有限公司 RE [1] (Dealing in Securities) 01 March 2012 01 September 2012
Haitong International Futures Limited 海通國際期貨有限公司 RE [2] (Dealing in Futures Contracts) 16 November 2010 28 June 2011
Haitong International Securities Company Limited 海通國際證券有限公司 RE [1] (Dealing in Securities), [4] (Advising on Securities) 13 October 2010 28 June 2011
Delta Asia Securities Limited 滙業證券有限公司 RE [4] (Advising on Securities) 02 August 2010 18 September 2010
Delta Asia Wealth Management Limited 滙業財富管理有限公司 RE [9] (Asset Management) 14 July 2010 18 September 2010
Delta Asia Securities Limited 滙業證券有限公司 RE [1] (Dealing in Securities) 24 June 2010 18 September 2010
Vision Finance International Company Limited 睿智金融國際有限公司 RE [1] (Dealing in Securities) 06 April 2009 31 May 2010
Citigroup Global Markets Hong Kong Futures and Securities Limited RE [2] (Dealing in Futures Contracts) 27 November 2003 21 November 2008
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE [1] (Dealing in Securities) 01 April 2003 21 November 2008
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance), [7] (Providing Automated Trading Services), [9] (Asset Management) 01 April 2003 15 October 2003