SFC Licences of NGO Francois
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 31 March 2016 | 01 September 2016 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 31 March 2016 | 01 September 2016 |
| T.F.S. Derivatives HK Limited | RE | 2 | 03 January 2012 | 30 September 2015 |
| T.F.S. Derivatives HK Limited | RE | 1 | 03 January 2012 | 30 September 2015 |
| MF Global Hong Kong Limited 明富環球香港有限公司 | RE | 2 | 06 October 2011 | 11 November 2011 |
| MF Global Hong Kong Limited 明富環球香港有限公司 | RE | 1 | 06 October 2011 | 11 November 2011 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 2 | 23 July 2004 | 17 June 2011 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 1 | 23 July 2004 | 17 June 2011 |
| Newedge Broker Limited 新際經紀有限公司 | RE | 7 | 20 May 2003 | 25 June 2004 |
| Newedge Broker Limited 新際經紀有限公司 | RE | 2 | 20 May 2003 | 25 June 2004 |
| Newedge Broker Limited 新際經紀有限公司 | RE | 1 | 20 May 2003 | 25 June 2004 |