SFC Licences of TSO Wai Sing 蔡偉成

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 RE 1 30 May 2022
HSBC Structured Funds (Asia) Limited RO 9 31 October 2005 22 July 2015
HSBC Structured Funds (Asia) Limited RO 4 31 October 2005 22 July 2015
HSBC Structured Funds (Asia) Limited RE 9 15 July 2005 31 October 2005
HSBC Structured Funds (Asia) Limited RE 4 15 July 2005 31 October 2005
Hang Seng Investment Management Limited 恒生投資管理有限公司 RE 4 01 April 2003 05 July 2005
Hang Seng Investment Management Limited 恒生投資管理有限公司 RE 9 01 April 2003 05 July 2005
Hang Seng Investment Management Limited 恒生投資管理有限公司 RE 6 01 April 2003 30 December 2003