SFC Licences of TSO Wai Sing 蔡偉成
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 1 | 30 May 2022 | 13 May 2023 |
| HSBC Structured Funds (Asia) Limited | RO | 9 | 31 October 2005 | 22 July 2015 |
| HSBC Structured Funds (Asia) Limited | RO | 4 | 31 October 2005 | 22 July 2015 |
| HSBC Structured Funds (Asia) Limited | RE | 9 | 15 July 2005 | 31 October 2005 |
| HSBC Structured Funds (Asia) Limited | RE | 4 | 15 July 2005 | 31 October 2005 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 | RE | 9 | 01 April 2003 | 05 July 2005 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 | RE | 4 | 01 April 2003 | 05 July 2005 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 | RE | 6 | 01 April 2003 | 30 December 2003 |