SFC Licences of YIP Lai Sang, Kelvin 葉勵生
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 4 | 30 December 2016 | |
| Phillip Capital Management (HK) Limited 輝立資本管理(香港)有限公司 | RE | 9 | 07 October 2013 | 05 January 2018 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 5 | 01 March 2012 | |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 14 May 2009 | |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 14 May 2009 | |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 10 November 2008 | 01 May 2009 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 10 November 2008 | 01 May 2009 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 30 March 2007 | 17 September 2008 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 30 March 2007 | 17 September 2008 |