SFC Licences of HO Ming Yan 何明欣

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Caitong International Capital Co., Limited 財通國際融資有限公司	RO	6	06 December 2018	31 March 2022
Caitong International Capital Co., Limited 財通國際融資有限公司	RO	1	06 December 2018	31 March 2022
Zhongtai International Capital Limited 中泰國際融資有限公司	RO	6	27 November 2017	06 September 2018
Zhongtai International Capital Limited 中泰國際融資有限公司	RO	1	27 November 2017	06 September 2018
Zhongtai International Capital Limited 中泰國際融資有限公司	RE	6	02 August 2017	27 November 2017
Zhongtai International Capital Limited 中泰國際融資有限公司	RE	1	02 August 2017	27 November 2017
Fosun International Securities Limited 復星國際證券有限公司	RO	6	10 April 2017	05 May 2017
Fosun International Securities Limited 復星國際證券有限公司	RO	1	10 April 2017	05 May 2017
Fosun International Securities Limited 復星國際證券有限公司	RE	6	27 March 2017	10 April 2017
Fosun International Securities Limited 復星國際證券有限公司	RE	1	27 March 2017	10 April 2017
Celestial Capital Limited 時富融資有限公司	RO	1	23 September 2016	04 February 2017
Celestial Capital Limited 時富融資有限公司	RO	6	15 May 2014	04 February 2017
Celestial Capital Limited 時富融資有限公司	RE	1	07 November 2011	23 September 2016
Celestial Capital Limited 時富融資有限公司	RE	6	07 July 2005	15 May 2014
China Everbright Capital Limited 中國光大融資有限公司	RE	6	21 November 2003	11 May 2005
First Asia Finance Group Limited 第一亞洲金融集團有限公司	RE	6	21 May 2003	07 November 2003
First Asia Finance Group Limited 第一亞洲金融集團有限公司	RE	1	21 May 2003	07 November 2003
Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司	RE	6	01 April 2003	21 May 2003
Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司	RE	1	01 April 2003	21 May 2003
Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司	RE	9	01 April 2003	19 May 2003
Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司	RE	4	01 April 2003	19 May 2003