SFC Licences of CHUA Siong Kheng 蔡尚慶
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Futures Limited | RE | 7 | 24 July 2007 | 07 November 2008 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 24 July 2007 | 07 November 2008 |
| Morgan Stanley Hong Kong Securities Limited | RE | 1 | 24 July 2007 | 07 November 2008 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 24 July 2007 | 07 November 2008 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 24 July 2007 | 07 November 2008 |
| HSBC Securities (Asia) Limited | RE | 4 | 01 April 2003 | 26 July 2004 |
| HSBC Securities (Asia) Limited | RE | 6 | 01 April 2003 | 10 December 2003 |
| HSBC Securities (Asia) Limited | RE | 9 | 01 April 2003 | 10 December 2003 |