SFC Licences of ZHANG Xi 張曦

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Caitong International Securities Co., Limited 財通國際證券有限公司 RO 4 01 August 2012 01 January 2013
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 4 01 April 2003 05 November 2008
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 6 01 April 2003 03 March 2004
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 1 01 April 2003 03 March 2004