SFC Licences of YIP Lai Mei 葉麗薇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Prime Cdex Securities Limited 乾立亨證券有限公司 | RE | 1 | 07 April 2017 | 23 April 2019 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 01 April 2003 | 31 March 2017 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 | RE | 4 | 01 April 2003 | 14 March 2005 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 4 | 01 April 2003 | 13 April 2004 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 9 | 01 April 2003 | 13 April 2004 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 6 | 01 April 2003 | 13 April 2004 |