SFC Licences of ZHU Qizhi 朱奇志

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
CMB International Securities Limited 招銀國際證券有限公司	RO	1	15 June 2010	12 April 2013
CMB International Asset Management Limited 招銀國際資產管理有限公司	RO	9	26 May 2010	12 April 2013
CMB International Asset Management Limited 招銀國際資產管理有限公司	RO	4	26 May 2010	12 April 2013
CMB International Capital Holdings Corporation Limited	RO	1	15 July 2009	05 May 2011
CMB International Capital Holdings Corporation Limited	RE	1	17 June 2009	15 July 2009
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司	RO	9	12 June 2008	01 June 2009
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司	RE	9	20 April 2005	12 June 2008
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司	RO	1	07 May 2003	01 June 2009
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司	RO	7	07 May 2003	26 August 2003
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司	RE	7	25 April 2003	07 May 2003
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司	RE	1	01 April 2003	07 May 2003
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司	RE	6	01 April 2003	25 April 2003
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司	RE	4	01 April 2003	25 April 2003
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司	RE	9	01 April 2003	25 April 2003