SFC Licences of LAU Koon Ming 劉冠銘
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Fulbright Securities Limited 富昌證券有限公司 | RE | 1 | 22 September 2009 | 08 May 2010 |
Fulbright Securities Limited 富昌證券有限公司 | RE | 1 | 26 May 2008 | 08 August 2009 |
Glory Sun Securities Limited 寶新證券有限公司 | RE | 1 | 01 August 2007 | 30 January 2008 |
Celestial Securities Limited 時富證券有限公司 | RE | 1 | 27 October 2006 | 14 July 2007 |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 02 June 2004 | 12 October 2006 |
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 1 | 01 April 2003 | 01 June 2004 |
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 4 | 01 April 2003 | 09 January 2004 |
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 6 | 01 April 2003 | 09 January 2004 |
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 9 | 01 April 2003 | 09 January 2004 |