SFC Licences of LAU Koon Ming 劉冠銘

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Fulbright Securities Limited 富昌證券有限公司 RE 1 22 September 2009 08 May 2010
Fulbright Securities Limited 富昌證券有限公司 RE 1 26 May 2008 08 August 2009
Glory Sun Securities Limited 寶新證券有限公司 RE 1 01 August 2007 30 January 2008
Celestial Securities Limited 時富證券有限公司 RE 1 27 October 2006 14 July 2007
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 1 02 June 2004 12 October 2006
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 1 01 April 2003 01 June 2004
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 4 01 April 2003 09 January 2004
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 6 01 April 2003 09 January 2004
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 9 01 April 2003 09 January 2004