SFC Licences of WAT Hin Tat 屈顯達
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Sino Wealth Asset Management Limited 國新資產管理有限公司 | RE | 4 | 27 January 2017 | 31 December 2018 |
Sino Wealth Securities Limited 國新證券有限公司 | RO | 1 | 12 September 2014 | 31 August 2023 |
Sino Wealth Securities Limited 國新證券有限公司 | RE | 1 | 21 August 2014 | 12 September 2014 |
Sun Securities Limited 太陽證券有限公司 | RO | 1 | 19 March 2012 | 21 August 2014 |
Sun Securities Limited 太陽證券有限公司 | RE | 1 | 03 May 2011 | 19 March 2012 |
AIF Securities Limited 亞投證券有限公司 | RE | 1 | 02 July 2009 | 30 April 2011 |
Arta Global Markets Limited 裕承環球巿場有限公司 | RE | 1 | 25 January 2008 | 30 June 2009 |
CVP Securities Limited 星火證券有限公司 | RE | 1 | 09 September 2004 | 11 January 2008 |
Beijing Securities Limited 北京證券有限公司 | RE | 1 | 01 April 2003 | 09 September 2004 |
Beijing Securities Limited 北京證券有限公司 | RE | 4 | 01 April 2003 | 25 March 2004 |
Beijing Securities Limited 北京證券有限公司 | RE | 9 | 01 April 2003 | 25 March 2004 |
Beijing Securities Limited 北京證券有限公司 | RE | 6 | 01 April 2003 | 25 March 2004 |