SFC Licences of CHEUNG Ronald Yat Sau 張逸修
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Optimas Capital Limited 中庸資本有限公司 | RO | 1 | 06 May 2021 | 07 July 2023 |
Optimas Capital Limited 中庸資本有限公司 | RO | 9 | 06 May 2021 | |
Optimas Capital Limited 中庸資本有限公司 | RO | 4 | 06 May 2021 | |
Optimas Capital Limited 中庸資本有限公司 | RE | 9 | 12 December 2018 | 06 May 2021 |
Optimas Capital Limited 中庸資本有限公司 | RE | 4 | 12 December 2018 | 06 May 2021 |
Optimas Capital Limited 中庸資本有限公司 | RE | 1 | 12 December 2018 | 06 May 2021 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 26 October 2016 | 07 November 2017 |
UBS Securities Asia Limited | RE | 2 | 05 June 2008 | 19 July 2016 |
UBS Securities Asia Limited | RE | 1 | 01 April 2003 | 19 July 2016 |
UBS Securities Asia Limited | RE | 6 | 01 April 2003 | 24 March 2005 |
UBS Securities Asia Limited | RE | 4 | 01 April 2003 | 24 March 2005 |
UBS Securities Asia Limited | RE | 9 | 01 April 2003 | 04 February 2005 |